Thomas P. Hall
Professional summary
Thomas Patrick Hall, who also goes by Tom Hall, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1980. Thomas has worked at 3 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Patrick Hall's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 1998 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 3, 1998 - June 25, 1998
THE LEADERS GROUP, INC.
June 23, 1988 - June 16, 1998
WALNUT STREET SECURITIES, INC.
April 1, 1980 - May 18, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2024)
(10/13/2020)
(7/16/1998)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 3/24/1980
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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