Donald E. Morrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Eugene Morrow was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1980. Donald had worked at 6 firms and has passed the Series 63, Series 7, Series 24, Series 4 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2003 - January 2, 2008
GVC CAPITAL LLC
May 17, 1999 - October 26, 2000
D.E. FREY & COMPANY, INC.
March 19, 1997 - August 1, 1997
D.E. FREY & COMPANY, INC.
November 12, 1991 - April 3, 1995
TRAVIS MORGAN SECURITIES INC.
April 2, 1991 - November 19, 1991
NTB FINANCIAL CORPORATION
February 14, 1986 - March 27, 1989
FIRST CHOICE SECURITIES CORP.
September 28, 1984 - June 12, 1985
APS FINANCIAL CORPORATION
February 24, 1984 - February 19, 1986
NTB FINANCIAL CORPORATION
November 2, 1981 - February 2, 1984
APS FINANCIAL CORPORATION
April 10, 1980 - February 19, 1986
NTB FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 3/28/1980
Financial Principal ExaminationCurrent Firm
GVC CAPITAL LLC
CRD#: 38923 / SEC#: , 8-48465
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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