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AC

Andrew N. Cox

INTERACTIVE BROKERS
Greenwich, CT 06830
CRD#: 7066773
Some features on this profile are disabled
AC
Andrew Noah CoxINTERACTIVE BROKERS

Professional summary

Andrew Noah Cox, who also goes by Andrew Cox, is a registered financial professional currently at INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 5 firms and has passed the Series 66, Series 63, Series 3, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew Cox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Noah Cox's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2026 - Present

INTERACTIVE BROKERS CORP.

Office #1: Pickwick Plaza, Greenwich, CT 06830
BD
CRD#: 117942
Greenwich, CT
Past

January 16, 2025 - May 27, 2026

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
GREENWICH, CT
Past

October 8, 2021 - March 15, 2024

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
ELMSFORD, NY
Past

October 8, 2021 - March 15, 2024

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ELMSFORD, NY
Past

August 16, 2021 - August 30, 2021

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
WHITE PLAINS, NY
Past

April 29, 2020 - August 30, 2021

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
WHITE PLAINS, NY
Past

April 5, 2019 - April 22, 2020

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
WHITE PLAINS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/27/2026)
RR
Alaska
(5/27/2026)
RR
Arizona
(5/27/2026)
RR
Arkansas
(5/27/2026)
RR
California
(5/27/2026)
RR
Colorado
(5/27/2026)
RR
Connecticut
(5/27/2026)
RR
Delaware
(5/27/2026)
RR
District of Columbia
(5/27/2026)
RR
Florida
(5/27/2026)
RR
Georgia
(5/27/2026)
RR
Hawaii
(5/27/2026)
RR
Idaho
(5/27/2026)
RR
Illinois
(5/27/2026)
RR
Indiana
(5/27/2026)
RR
Iowa
(5/27/2026)
RR
Kansas
(5/27/2026)
RR
Kentucky
(5/27/2026)
RR
Louisiana
(5/27/2026)
RR
Maine
(5/27/2026)
RR
Maryland
(5/27/2026)
RR
Massachusetts
(5/27/2026)
RR
Michigan
(5/27/2026)
RR
Minnesota
(5/27/2026)
RR
Mississippi
(5/27/2026)
RR
Missouri
(5/27/2026)
RR
Montana
(5/27/2026)
RR
Nebraska
(5/27/2026)
RR
Nevada
(5/27/2026)
RR
New Hampshire
(5/27/2026)
RR
New Jersey
(5/27/2026)
RR
New Mexico
(5/27/2026)
RR
New York
(5/27/2026)
RR
North Carolina
(5/27/2026)
RR
North Dakota
(5/27/2026)
RR
Ohio
(5/27/2026)
RR
Oklahoma
(5/27/2026)
RR
Oregon
(5/27/2026)
RR
Pennsylvania
(5/27/2026)
RR
Puerto Rico
(5/27/2026)
RR
Rhode Island
(5/27/2026)
RR
South Carolina
(5/27/2026)
RR
South Dakota
(5/27/2026)
RR
Tennessee
(5/27/2026)
RR
Texas
(5/27/2026)
RR
Utah
(5/27/2026)
RR
Vermont
(5/27/2026)
RR
Virgin Islands
(5/27/2026)
RR
Virginia
(5/27/2026)
RR
Washington
(5/27/2026)
RR
West Virginia
(5/27/2026)
RR
Wisconsin
(5/27/2026)
RR
Wyoming
(5/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/5/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/2/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 4/17/2026
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/26/2019
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

IB
INTERACTIVE BROKERS CORP.
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: , 8-53615

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830
Phone number
(203) 618-5700
Established
Delaware since 01/16/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IB EXCHANGE CORP.OWNER
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERACTIVE BROKERS CORP.

CRD#: 117942Greenwich, CT 06830

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