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AC

Andrew Noah Cox

INTERACTIVE BROKERS

GREENWICH, CT

·CRD# 7066773·7 years experience

Professional Summary

Andrew Noah Cox, who also goes by Andrew Cox, is a registered financial advisor currently at INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 5 firms and has passed the Series 66, Series 63, Series 3, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Cox

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

INTERACTIVE BROKERS CORP.·CRD# 117942

BD

Pickwick Plaza, Greenwich, CT 06830

May 27, 2026 - Present

INTERACTIVE BROKERS LLC·CRD# 36418

BD

Greenwich, CT

January 16, 2025 - May 27, 2026

MML INVESTORS SERVICES, LLC·CRD# 10409

RIA

Elmsford, NY

October 8, 2021 - March 15, 2024

MML INVESTORS SERVICES, LLC·CRD# 10409

BD

Elmsford, NY

October 8, 2021 - March 15, 2024

PRUCO SECURITIES, LLC.·CRD# 5685

RIA

White Plains, NY

August 16, 2021 - August 30, 2021

PRUCO SECURITIES, LLC.·CRD# 5685

BD

White Plains, NY

April 29, 2020 - August 30, 2021

DAVID LERNER ASSOCIATES, INC.·CRD# 5397

BD

White Plains, NY

April 5, 2019 - April 22, 2020

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Current Firm

IB

INTERACTIVE BROKERS CORP.

CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: 8-53615

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Pickwick Plaza, Greenwich, CT 06830

Mailing Address

Two Pickwick Plaza, Greenwich, CT 06830

Phone Number

(203) 618-5700

Established

Delaware since 01/16/2009

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
IB EXCHANGE CORP.	OWNER	—
BRODY, PAUL JONATHAN	SECRETARY, PRINCIPAL OPERATIONS OFFICER	1722066
GALIK, MILAN	CEO	2204066
GELMAN, JONATHAN MICHAEL	CCO AND ROSFP	5440103
MENICUCCI, JAMES	PRINCIPAL FINANCIAL OFFICER	6590173

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME: ANDREW COX INV REL: Y ADD: 565 TAXTER RD, STE. 525, ELMSFORD, NY 10523 NATURE: INSURANCE SALES - PROPERTY AND CASUALTY POSITION: INDEPENDENT INSURANCE AGENT START DATE: 04/01/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: SALES AND SERVICE OF OUTSIDE INSURANCE

(2) NAME: BARNUM BENEFIT ADVISORS INV REL:Y ADDR: 565 TAXTER RD STE 525 ELMSFORD NY 10523 NATURE: OUTSIDE INSURANCE - LIFE, DISABILITY, PROPERTY AND CASUALTY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: PROPERTY & CASUALTY SPECIALIST START DATE: 04/01/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 2 DUTIES: SELLING P&C INSURANCE POLICIES

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(5/27/2026)

RR

Alaska
(5/27/2026)

RR

Arizona
(5/27/2026)

RR

Arkansas
(5/27/2026)

RR

California
(5/27/2026)

RR

Colorado
(5/27/2026)

RR

Connecticut
(5/27/2026)

RR

Delaware
(5/27/2026)

RR

District of Columbia
(5/27/2026)

RR

Florida
(5/27/2026)

RR

Georgia
(5/27/2026)

RR

Hawaii
(5/27/2026)

RR

Idaho
(5/27/2026)

RR

Illinois
(5/27/2026)

RR

Indiana
(5/27/2026)

RR

Iowa
(5/27/2026)

RR

Kansas
(5/27/2026)

RR

Kentucky
(5/27/2026)

RR

Louisiana
(5/27/2026)

RR

Maine
(5/27/2026)

RR

Maryland
(5/27/2026)

RR

Massachusetts
(5/27/2026)

RR

Michigan
(5/27/2026)

RR

Minnesota
(5/27/2026)

RR

Mississippi
(5/27/2026)

RR

Missouri
(5/27/2026)

RR

Montana
(5/27/2026)

RR

Nebraska
(5/27/2026)

RR

Nevada
(5/27/2026)

RR

New Hampshire
(5/27/2026)

RR

New Jersey
(5/27/2026)

RR

New Mexico
(5/27/2026)

RR

New York
(5/27/2026)

RR

North Carolina
(5/27/2026)

RR

North Dakota
(5/27/2026)

RR

Ohio
(5/27/2026)

RR

Oklahoma
(5/27/2026)

RR

Oregon
(5/27/2026)

RR

Pennsylvania
(5/27/2026)

RR

Puerto Rico
(5/27/2026)

RR

Rhode Island
(5/27/2026)

RR

South Carolina
(5/27/2026)

RR

South Dakota
(5/27/2026)

RR

Tennessee
(5/27/2026)

RR

Texas
(5/27/2026)

RR

Utah
(5/27/2026)

RR

Vermont
(5/27/2026)

RR

Virgin Islands
(5/27/2026)

RR

Virginia
(5/27/2026)

RR

Washington
(5/27/2026)

RR

West Virginia
(5/27/2026)

RR

Wisconsin
(5/27/2026)

RR

Wyoming
(5/27/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2021About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2019About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Apr 2026About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2019About the SIE exam

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew Noah Cox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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