Ehud N. Gersten

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CRD#: 7066119

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ehud Na Gersten, who also goes by Gersten Ehud, Ehud Gersten, was a registered financial professional .

Ehud is a previously registered financial professional and started their career in finance in 2019. Ehud had worked at 12 firms and has passed the Series 66, Series 63, Series 3, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gersten Ehud | Ehud Gersten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 19, 2025 - November 3, 2025

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Cardiff by the Sea, CA

Past

August 19, 2025 - February 25, 2026

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

ANN ARBOR, MI

Past

March 10, 2025 - August 7, 2025

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

SAN JUAN CAPISTRANO, CA

Past

March 3, 2025 - August 7, 2025

REALTA EQUITIES, INC.

CRD#: 23769

San Juan Capistrano, CA

Past

July 19, 2023 - March 28, 2025

ARKADIOS WEALTH ADVISORS

RIA

CRD#: 288863

Sunny Isles Beach, FL

Past

July 19, 2023 - March 28, 2025

ARKADIOS CAPITAL

CRD#: 282710

ATLANTA, GA

Past

November 18, 2022 - June 28, 2023

PERCH CAPITAL LLC

RIA

CRD#: 322325

WEST PALM BEACH, FL

Past

March 1, 2021 - July 21, 2023

EMERSON EQUITY LLC

CRD#: 130032

West Palm Beach, FL

Past

July 23, 2020 - February 19, 2021

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

La Jolla, CA

Past

February 26, 2020 - July 28, 2020

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

La Jolla, CA

Past

August 19, 2019 - February 19, 2020

STAX CAPITAL

CRD#: 300607

DEL MAR, CA

Past

March 7, 2019 - August 17, 2019

LIGHTPATH CAPITAL, INC

CRD#: 34617

SOUTHLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/28/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/15/2022

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 3/7/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/26/2018

Securities Industry Essentials Examination

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

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Contact information

Main Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Mailing Address

Phone number

(248) 824-6710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV WRAP FEE BROCHURE (3/31/2025)

ADV PART 2 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,207
AUM (Assets Under Management)	$ 489,858,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ehud N. Gersten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

ARKADIOS WEALTH ADVISORS

ARKADIOS CAPITAL

PERCH CAPITAL LLC

EMERSON EQUITY LLC

GROWTH CAPITAL SERVICES, INC.

WEALTHFORGE SECURITIES, LLC

STAX CAPITAL

LIGHTPATH CAPITAL, INC

Primary Firm SEC Registration

CONCORDE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2022

Series 63

Date: 1/28/2019

Series 3

Date: 9/15/2022

Series 7TO

Date: 3/7/2019

SIE

Date: 12/26/2018

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCORDE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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