Dennis E. Zaderaka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Eugene Zaderaka, who also goes by Dennis E Zaderaka, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1980. Dennis had worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2025 - December 31, 2025
ZADERAKA, DENNIS
July 14, 2021 - December 19, 2022
THE BOTTOM LINE WEALTH MANAGEMENT LTD.
July 7, 2020 - September 4, 2020
SHARPEPOINT, LLC
November 17, 2016 - June 21, 2019
SECURITIES AMERICA ADVISORS, INC.
November 17, 2016 - June 21, 2019
SECURITIES AMERICA, INC.
August 25, 2015 - September 23, 2016
CROWN CAPITAL SECURITIES, L.P.
August 25, 2015 - September 23, 2016
CROWN CAPITAL SECURITIES, L.P.
June 13, 2013 - August 31, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 13, 2013 - August 31, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 5, 2012 - June 7, 2013
VOYA FINANCIAL ADVISORS, INC.
October 5, 2012 - June 7, 2013
VOYA FINANCIAL ADVISORS, INC.
June 27, 2012 - October 22, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 7, 2011 - June 26, 2012
INFINITE ORCHARDS LLC
January 13, 2011 - December 31, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 28, 2005 - December 31, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 20, 2004 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 20, 2004 - October 22, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 6, 2003 - April 23, 2004
VOYA FINANCIAL ADVISORS, INC.
October 2, 2001 - April 23, 2004
VOYA FINANCIAL ADVISORS, INC.
January 2, 2001 - October 4, 2001
AMERITAS INVESTMENT COMPANY, LLC
February 25, 1998 - December 31, 2000
VOYA FINANCIAL ADVISORS, INC.
February 24, 1997 - February 25, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 1994 - February 11, 1997
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
February 14, 1989 - August 23, 1994
GS2 SECURITIES, INC.
February 17, 1988 - December 31, 1988
MUTUAL SERVICE CORPORATION
December 19, 1985 - December 22, 1987
B & A SECURITIES CORPORATION
January 21, 1985 - December 27, 1985
DAIN RAUSCHER INCORPORATED
March 29, 1983 - January 29, 1985
LEHMAN BROTHERS INC.
December 22, 1980 - April 11, 1983
KIDDER, PEABODY & CO. INCORPORATED
March 28, 1980 - January 1, 1981
MORISON SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/20/1980
Registered Representative ExaminationCurrent Firm
ZADERAKA, DENNIS
CRD#: 331571 / SEC#:
Contact information
Red Flags
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