SK
Steven D. Klatt-donohoe
SOFI WEALTH LLC
Jacksonville, FL 32256
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CRD#: 7065699
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Professional summary
Steven D Klatt-donohoe, who also goes by Steven Daniel Klatt, Steven Daniel Klatt-donohoe, Steven Klatt, is a registered financial advisor currently at SOFI WEALTH LLC located in Jacksonville, Florida and SOFI SECURITIES LLC located in Jacksonville, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Steven has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Daniel Klatt | Steven Daniel Klatt-Donohoe | Steven Klatt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Uber, Non-Investment Related. 1455 Market St. Ste 400. San Francisco, CA 94103. Transportation - Driver. Position Held: Uber Driver. Began March 28. Approx. 5 hrs/month 0 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Steven D Klatt-donohoe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2022 - Present
SOFI WEALTH LLC
Office #1: 5335 Gate Parkway Suite 500, Jacksonville, FL 32256RIA
CRD#: 167958
Jacksonville, FL
Current
March 17, 2021 - Present
SOFI SECURITIES LLC
Office #1: 5335 Gate Pkwy 5th Floor, Jacksonville, FL 32256BD
CRD#: 151717
Jacksonville, FL
Past
March 17, 2021 - November 29, 2022
SOFI WEALTH LLC
RIA
CRD#: 167958
SAN FRANCISCO, CA
Past
February 12, 2020 - March 12, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MERRIMACK, NH
Past
May 7, 2019 - March 2, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/17/2021)
RR
Alaska(3/17/2021)
RR
Arizona(3/17/2021)
RR
Arkansas(3/17/2021)
RR
California(3/17/2021)
RR
Colorado(3/17/2021)
RR
Connecticut(3/17/2021)
RR
Delaware(3/17/2021)
RR
District of Columbia(3/17/2021)
RR
Florida(3/17/2021)
IAR
Florida(12/13/2022)
RR
Georgia(3/17/2021)
RR
Hawaii(3/17/2021)
RR
Idaho(3/17/2021)
RR
Illinois(3/17/2021)
RR
Indiana(3/17/2021)
RR
Iowa(3/17/2021)
RR
Kansas(3/17/2021)
RR
Kentucky(3/17/2021)
RR
Louisiana(3/17/2021)
RR
Maine(3/17/2021)
RR
Maryland(3/17/2021)
RR
Massachusetts(3/17/2021)
RR
Michigan(3/17/2021)
RR
Minnesota(3/17/2021)
RR
Mississippi(3/17/2021)
RR
Missouri(3/17/2021)
RR
Montana(3/17/2021)
RR
Nebraska(3/17/2021)
RR
Nevada(3/17/2021)
RR
New Hampshire(3/17/2021)
RR
New Jersey(3/17/2021)
RR
New Mexico(3/17/2021)
RR
New York(3/17/2021)
RR
North Carolina(3/17/2021)
RR
North Dakota(3/17/2021)
RR
Ohio(3/17/2021)
RR
Oklahoma(3/17/2021)
RR
Oregon(3/17/2021)
RR
Pennsylvania(3/17/2021)
RR
Rhode Island(3/17/2021)
RR
South Carolina(3/17/2021)
RR
South Dakota(3/17/2021)
RR
Tennessee(3/17/2021)
RR
Texas(3/17/2021)
RR
Utah(3/17/2021)
RR
Vermont(3/17/2021)
RR
Virginia(3/17/2021)
RR
Washington(3/17/2021)
RR
West Virginia(3/17/2021)
RR
Wisconsin(3/17/2021)
RR
Wyoming(3/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/4/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
234 1st Street, San Francisco, CA 94105
Mailing Address
Phone number
(855) 525-7634
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279,216 |
| AUM (Assets Under Management) | $ 1,475,104,376 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOFI WEALTH LLC
CRD#: 167958Jacksonville, FL 32256TRUST BUT VERIFY
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