Camilla E. Neri

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CRD#: 706530

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Camilla Elizabeth Neri was a registered financial professional .

Camilla is a previously registered financial professional and started their career in finance in 1980. Camilla had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 10, 2019 - June 9, 2020

RETIREMENT CAPITAL STRATEGIES, INC.

RIA

CRD#: 139009

SAN JOSE, CA

Past

April 19, 2006 - May 8, 2019

RETIREMENT CAPITAL STRATEGIES, INC.

RIA

CRD#: 139009

SAN JOSE, CA

Past

January 25, 2005 - April 26, 2006

NERI FINANCIAL SERVICES, INC.

RIA

CRD#: 122902

SAN JOSE, CA

Past

December 31, 1997 - October 7, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN JOSE, CA

Past

November 4, 1981 - December 13, 2017

LPL FINANCIAL LLC

CRD#: 6413

SAN JOSE, CA

Past

March 27, 1980 - November 26, 1982

JUDITH BRILES & COMPANY

CRD#: 8061

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT CAPITAL STRATEGIES, INC.

BLUE WAVE INVESTING | RETIREMENT CAPITAL STRATEGIES, INC.

CRD#: 139009 / SEC#: 801-70918

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

California

Registered Investment Advisory firm - (1/27/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/1/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/15/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/27/1981

General Securities Principal Examination

Current Firm

RETIREMENT CAPITAL STRATEGIES, INC.

BLUE WAVE INVESTING | RETIREMENT CAPITAL STRATEGIES, INC.

CRD#: 139009 / SEC#: 801-70918

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

California

Registered Investment Advisory firm - (1/27/2010 Terminated)

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Contact information

Main Address

1190 Saratoga Ave., Suite 140, San Jose, CA 95129

Mailing Address

Phone number

(408) 551-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RETIREMENT CAPITAL STRATEGIES FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	655
AUM (Assets Under Management)	$ 295,517,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Camilla E. Neri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RETIREMENT CAPITAL STRATEGIES, INC.

NERI FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

JUDITH BRILES & COMPANY

Primary Firm SEC Registration

RETIREMENT CAPITAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/1996

Series 63

Date: 9/30/1980

SIE

Date: 12/13/2017

Series 31

Date: 5/1/2001

Series 7

Date: 3/15/1980

Series 24

Date: 10/27/1981

Current Firm

RETIREMENT CAPITAL STRATEGIES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT CAPITAL STRATEGIES, INC.

TRUST BUT VERIFY

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