Ankur Faujdar

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CRD#: 7064864

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ankur Faujdar was a registered financial professional .

Ankur is a previously registered financial professional and started their career in finance in 2019. Ankur had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 17, 2025 - August 6, 2025

ORTEX SECURITIES LLC

CRD#: 322213

NEW YORK, NY

Past

January 8, 2024 - August 5, 2025

COMPOSER SECURITIES LLC

CRD#: 325118

CHESAPEAKE, VA

Past

December 9, 2022 - August 8, 2023

PERSHING LLC

CRD#: 7560

Pallavaram, Chennai,

Past

December 9, 2022 - August 8, 2023

PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671

Pallavaram, Chennai,

Past

September 11, 2019 - December 3, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BOCA RATON, FL

Past

September 11, 2019 - January 22, 2021

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

September 11, 2019 - January 22, 2021

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

September 11, 2019 - January 22, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/18/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/11/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/8/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 4

Date: 6/18/2024

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2024

General Securities Principal Examination

Current Firm

ORTEX SECURITIES LLC

CRD#: 322213 / SEC#: , 8-70978

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

11 Park Place, New York, NY 10007

Mailing Address

720 Lucerne Avenue # 901, Lake Worth Beach, FL 33460

Phone number

+1 (212) 686-1630

Established

Delaware since 05/03/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ORTEX TECHNOLOGIES LTD	SHAREHOLDER
HILLERBERG, PETER MATTIAS	CEO/CCO/ROP	7615727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ankur Faujdar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMPOSER SECURITIES LLC

PERSHING LLC

PERSHING ADVISOR SOLUTIONS LLC

SUMMIT BROKERAGE SERVICES, INC.

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/2024

Series 7TO

Date: 9/11/2019

SIE

Date: 4/8/2019

Series 4

Date: 6/18/2024

Series 24

Date: 1/17/2024

Current Firm

ORTEX SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ORTEX SECURITIES LLC

TRUST BUT VERIFY

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