Christopher A. Winter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Austin Winter was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2019. Christopher had worked at 2 firms and has passed the Series 63, Series 65, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2022 - March 31, 2022
EIGHT PINES SECURITIES LLC
February 25, 2019 - March 26, 2020
CAZ INVESTMENTS L.P.
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 9/3/2021
Limited Representative-Private Securities OfferingsCurrent Firm
EIGHT PINES SECURITIES LLC
CRD#: 153794 / SEC#: , 8-68571
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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