Allyson E. Eslinger
Professional summary
Allyson Elaine Eslinger, CFP®, who also goes by Allyson Eslinger, Ally Elaine Eslinger, is a registered financial advisor currently at FACET located in Milwaukee, Wisconsin.
Allyson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Allyson has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Allyson Elaine Eslinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2022 - Present
FACET
September 16, 2020 - April 23, 2021
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
FACET
CRD#: 285961 / SEC#: 801-108767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/3/2022)
(10/3/2022)
Exams
Series 7TO
Date: 9/16/2020
General Securities Representative ExaminationCurrent Firm
FACET
CRD#: 285961 / SEC#: 801-108767
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 36,817 |
| AUM (Assets Under Management) | $ 4,754,146,771 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 |
Red Flags
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