Edward T. Bryant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Thomas Bryant, who also goes by Ed Bryant, Eddie Bryant, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1983. Edward had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 1, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2015 - December 31, 2015
BLUE DOLPHIN INVESTMENT & RETIREMENT STRATEGISTS
April 30, 2014 - November 21, 2014
FOOTHILL SECURITIES, INC.
April 29, 2014 - November 21, 2014
FOOTHILL SECURITIES, INC.
June 1, 2010 - May 21, 2014
INDEPENDENT FINANCIAL GROUP, LLC
April 30, 2010 - May 21, 2014
INDEPENDENT FINANCIAL GROUP, LLC
July 9, 2002 - October 11, 2005
QA3 FINANCIAL CORP.
February 6, 1991 - June 4, 1997
SPELMAN & CO., INC.
March 4, 1986 - February 11, 1991
CROWELL, WEEDON & CO.
July 20, 1983 - March 11, 1986
GREAT AMERICAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/15/1980
Registered Representative ExaminationSeries 8
Date: 4/7/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BLUE DOLPHIN INVESTMENT & RETIREMENT STRATEGISTS
CRD#: 174629 / SEC#:
Contact information
Red Flags
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