Douglas K. Zimmerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Keegan Zimmerman, who also goes by D Keegan Zimmerman, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2019. Douglas had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2021 - February 15, 2024
FINANCE OF AMERICA CAPITAL MANAGEMENT LLC
January 28, 2019 - November 23, 2020
SITUSAMC RISK ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCE OF AMERICA CAPITAL MANAGEMENT LLC
CRD#: 282791 / SEC#: 801-107497
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
