Russell M. Bartlett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Maurice Bartlett was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1980. Russell had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2010 - April 1, 2021
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 1, 2010 - April 1, 2021
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
February 24, 2005 - May 7, 2010
BOFA ADVISORS, LLC
June 21, 2004 - May 1, 2010
BOFA DISTRIBUTORS, INC.
January 1, 2003 - March 3, 2005
BACAP DISTRIBUTORS, LLC
January 1, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
December 31, 2000 - January 1, 2003
STEPHENS
October 1, 1993 - January 1, 2003
STEPHENS
January 15, 1993 - September 7, 1993
FUNDS DISTRIBUTOR, LLC
October 2, 1990 - October 4, 1991
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
September 20, 1990 - January 1, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
March 24, 1980 - September 20, 1990
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD#: 108257 / SEC#: 801-25943
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD#: 108257 / SEC#: 801-25943
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
