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Paul A. Purifoy-robertson

Some features on this profile are disabled
CRD#: 7063121
PP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Anthony Purifoy-robertson, who also goes by Paul Anthonly Purifoy-robertson, Paul A Robertson, Paul Anthony Robertson, Paul Robertson, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2019. Paul had worked at 3 firms and has passed the Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Paul Anthonly Purifoy-Robertson | Paul A Robertson | Paul Anthony Robertson | Paul Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 15, 2024 - April 4, 2024

LANDAAS & COMPANY

BD
CRD#: 47487
MILWAUKEE, WI
Past

January 22, 2020 - December 6, 2022

DISTRIBUTION SERVICES, LLC

BD
CRD#: 25938
MILWAUKEE, WI
Past

May 28, 2019 - June 14, 2019

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
Milwaukee, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
L&
LANDAAS & COMPANY
LANDAAS | LANDAAS & COMPANY, LLC | LANDAAS & COMPANY

CRD#: 47487 / SEC#: 801-45055, 8-51826

RIA
Registered Investment Advisory firm - SEC (10/25/1993 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 6TO
Date: 2/14/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/4/2019
Securities Industry Essentials Examination

Current Firm

L&
LANDAAS & COMPANY
LANDAAS | LANDAAS & COMPANY, LLC | LANDAAS & COMPANY

CRD#: 47487 / SEC#: 801-45055, 8-51826

RIA
Registered Investment Advisory firm - SEC (10/25/1993 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
411 E. Wisconsin Ave 20th Floor, Milwaukee, WI 53202
Mailing Address
411 E. Wisconsin Ave, Milwaukee, WI 53202
Phone number
(414) 223-1099
Established
Wisconsin since 07/20/1989
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
25

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

LANDAAS & COMPANY BROCHURE (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
NEESE, LAUREN ELIZABETHMEMBER4653462
NEESE, REUBENMEMBER5509932
RWL HOLDINGS, INC.MEMBER
TETTING, KYLE ARTHURPRESIDENT5579589
LANDAAS, ROBERT WILLIAMCHAIRMAN AND CEO818449
SADZEWICZ, GERY JOSEPHCHIEF COMPLIANCE OFFICER1090963
SHEA, THOMAS EDWARDFINOP2299633

Regulatory assets under management

Total Number of Accounts4,030
AUM (Assets Under Management)$ 1,724,224,069

Disclosures

Regulatory Event2

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/24/2025
Cover Page
Report
11/22/2024
Cover Page
Report
10/25/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LANDAAS & COMPANY

CRD#: 47487

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