Enrique G. Peralta
Professional summary
Enrique Guillermo Peralta, who also goes by Enrique Peralta, Enrique Guillermo Peralta Juarez, is a registered financial professional currently at ACP SECURITIES, LLC located in Miami, Florida and EPIC CAPITAL SECURITIES located in Boca Raton, Florida.
Enrique is registered as a RR (Registered Representative) and started their career in finance in 2019. Enrique has worked at 5 firms and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Enrique Guillermo Peralta's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2026 - Present
ACP SECURITIES, LLC
Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131April 23, 2026 - Present
EPIC CAPITAL SECURITIES
Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431May 23, 2024 - March 25, 2025
BBVA SECURITIES INC.
August 30, 2021 - August 10, 2022
WELLS FARGO CLEARING SERVICES, LLC
July 8, 2019 - February 12, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2026)
Exams
Series 99TO
Date: 5/23/2024
Operations Professional ExaminationSeries 7TO
Date: 7/8/2019
General Securities Representative ExaminationFINRA
Current Firm
EPIC CAPITAL SECURITIES
CRD#: 166756 / SEC#: , 8-69229
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EPIC CAPITAL SECURITIES
CRD#: 166756Miami, FL 33131TRUST BUT VERIFY
Monitor Enrique Peralta
Get automatic monthly alerts on:
