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CRD#: 166756
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

EPIC CAPITAL SECURITIES is located at 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431 and was first established at Florida, Florida in 11/29/2012. After operating for 13 years, EPIC CAPITAL SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EPIC CAPITAL SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. EPIC CAPITAL SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EPIC CAPITAL SECURITIES are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EPIC CAPITAL SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EPIC CAPITAL SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for EPIC CAPITAL SECURITIES Comes From

Understanding the Statistics for EPIC CAPITAL SECURITIES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
Mailing Address
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
Firm Size
Small
Phone Number
(561) 829-2173
Established
Florida since 11/29/2012
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
T@W TECHNOLOGY AT WORK HOLDINGS INC.OWNER
CAIROLI, PABLO MANUELCEO4024225
GILMAN, ROBERT CRAIGCFO/FINOP/PFO/POO1738412
NILSSON, THOMAS MARTINPRESIDENT6157841
NILSSON, THOMAS MARTINCCO/ COO6157841

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at EPIC CAPITAL SECURITIES

RG

Robert Craig Gilman

RR
CRD#: 1738412
Location:
New York, NY 10005
Company:
PHX FINANCIAL, INC.
Disclosures:
Experience:
17 years
JC

Jose Juan Colon-lauer

Jj Colon, Joe Colon, Jose Juan Colon, Jj Colon-Lauer, Jose Juan Colonlauer
RR
CRD#: 2402830
Location:
Louisville, KY 40223
Company:
JOHNSTONE BROKERAGE SERVICES, LLC
Disclosures:
Experience:
32 years
MS

Marcelo Alberto Sanchez

IAR
RR
CRD#: 4426108
Location:
Hingham, MA
Company:
EPIC ADVISORY SERVICES CORP
Disclosures:
Experience:
24 years
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