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Enrique Guillermo Peralta

ACP SECURITIES
MIAMI, FL
·CRD# 7062773·7 years experience

Professional Summary

Enrique Guillermo Peralta, who also goes by Enrique Peralta, Enrique Guillermo Peralta Juarez, is a registered financial advisor currently at ACP SECURITIES, LLC located in Miami, Florida and EPIC CAPITAL SECURITIES located in Boca Raton, Florida. Enrique is registered as a RR (Registered Representative) and started their career in finance in 2019. Enrique has worked at 6 firms and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Enrique Peralta, Enrique Guillermo Peralta Juarez

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

ACP SECURITIES, LLC·CRD# 139049
BD
1200 Brickell Avenue Suite 1700, Miami, FL 33131
April 21, 2026 - Present
EPIC CAPITAL SECURITIES·CRD# 166756
BD
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
April 23, 2026 - Present
FUNDAMENTAL SECURITIES·CRD# 322182
BD
2500 Weston Road Suite 300, Weston, FL 33331
September 9, 2026 - Present
BBVA SECURITIES INC.·CRD# 27060
BD
New York, NY
May 23, 2024 - March 25, 2025
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
August 30, 2021 - August 10, 2022
TD AMERITRADE, INC.·CRD# 7870
BD
St. Louis, MO
July 8, 2019 - February 12, 2021

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Current Firm

FS
FUNDAMENTAL SECURITIES

FUNDAMENTAL SECURITIES | LATAM FINANCIAL PARTNERS LLC | LATAM FINANCIAL PARTNERS | FUNDAMENTAL SECURITIES, LLC

CRD#: 322182 / SEC#: 8-70974
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2500 Weston Road Suite 300, Weston, FL 33331

Mailing Address

1655 N. Commerce Parkway Suite 301, Weston, FL 33326

Phone Number

(954) 727-3118

Established

Florida since 08/23/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FUNDAMENTAL COMPLIANCE SERVICES LLCMAJORITY OWNER—
ISLA VENTURES, LLCMINORITY OWNER—
CANO, GUSTAVO A.CEO5583243
GONZALEZ, CARLOS JAVIERCCO4294205
VELASQUEZ ELNESER, FARID ANDRESFINANCIAL AND OPERATIONS PRINCIPAL4865394

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/21/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2019About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed May 2024About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jul 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2019About the SIE exam
FINRA
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Enrique Guillermo Peralta's CRS (Customer Relationship Summary).

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