Cindy Q. Graham
CREDIT UNION INVESTMENT SERVICES
Fayetteville, NC 28305
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CRD#: 7062682
Professional summary
Cindy Queen Graham, CFP®, who also goes by Cindy Queen Allen, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Fayetteville, North Carolina and SECU BROKERAGE SERVICES located in Hope Mills, North Carolina.
Cindy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Cindy has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy Queen Allen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services District Manager. START DATE 10/2006. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 1/2019. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Cindy Q. Graham. Investment Related. Address: 1309 Everglade Dr, Fayetteville, NC 28312. Nature: Rental property. Title: Rental Property Manager. Start date: 1/31/2022. Devote approximately 2 hours per month to other business, none during securities trading hours. Duties: Rent homes for affordable prices. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: July, 2022. Title: Trust Rep. Graham Wealth Management, LLC Address: 317 Bedfordshire Place Fayetteville, NC. 28312 Type of business: Family Business and or partnership. Title : Owner Duties: Property Management Start Date: 10/07/2025 Hours devoted per month: 3
CRS (Client Relationship Summary) - RIA
Click below to view Cindy Queen Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
April 20, 2019 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 651 Executive Pl, Fayetteville, NC 28305RIA
CRD#: 144871
Fayetteville, NC
Current
January 31, 2019 - Present
SECU BROKERAGE SERVICES
Office #1: 3120 N Main St, Hope Mills, NC 28348Office #2: 651 Executive Place, Fayetteville, NC 28302Office #3: 4065 Sycamore Dairy Rd, Fayetteville, NC 28303Office #4: 124 Mcarthur Road, Fayetteville, NC 28311Office #5: 1108 Fayetteville Rd, Raeford, NC 28376BD
CRD#: 19899
Hope Mills, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(2/20/2019)
IAR
North Carolina(4/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/31/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CU
CREDIT UNION INVESTMENT SERVICES
CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.
CRD#: 144871 / SEC#:
North Carolina
Registered Investment Advisory firm - (9/5/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Hillsborough Street 3rd Floor, Raleigh, NC 27603
Mailing Address
Po Box 26807, Raleigh, NC 27611
Phone number
(800) 451-5467
Established
Firm type
Fiscal year end
# of Employees
258
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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