Andrew Fitzgerald
Professional summary
Andrew Fitzgerald, who also goes by Andrew J Fitzgerald, Andrew James Fitzgerald, is a registered financial professional currently at SANCTUARY SECURITIES, INC. located in Miami, Florida.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2020. Andrew has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Fitzgerald's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2026 - Present
SANCTUARY SECURITIES, INC.
Office #1: 1450 Brickell Avenue Suite 2610, Miami, FL 33131April 21, 2022 - March 9, 2026
BLUE OWL SECURITIES
September 8, 2020 - March 7, 2022
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/15/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
(7/14/2026)
Exams
Series 7TO
Date: 9/7/2020
General Securities Representative ExaminationFINRA
Current Firm
SANCTUARY SECURITIES, INC.
CRD#: 205 / SEC#: 801-67588, 8-22752
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANCTUARY WEALTH GROUP, LLC | SOLE SHAREHOLDER | |
| CHASE, KEVIN P | CHIEF COMPLIANCE OFFICER | 1626158 |
| MILLER, KEVIN JOSEPH | CHIEF LEGAL OFFICER AND BOARD MEMBER OF SANCTUARY SECURITIES INC. | 4133001 |
| SMEAL, TIMOTHY D | DIRECTOR OF OPERATIONS | 4169869 |
| VAUGHAN, DAVID | FINANCIAL OPERATIONS PRINCIPAL- FINOP AND BOARD MEMBER OF SANCTUARY SECURITIES INC. | 2603399 |
| WALTER, ROBERT ALAN | PRESIDENT AND CHAIRMAN OF THE BOARD FOR SANCTUARY SECURITIES INC. | 2507287 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 9 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANCTUARY SECURITIES, INC.
CRD#: 205Miami, FL 33131TRUST BUT VERIFY
Monitor Andrew Fitzgerald
Get automatic monthly alerts on: