Richard Montoya
STRATEGIC ADVISERS LLC | Wealth Management Planning Consultant I
PETALUMA, CA
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CRD#: 7061670
Professional summary
Richard Montoya is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Petaluma, California and FIDELITY BROKERAGE SERVICES LLC located in Larkspur, California.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Richard has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Biography
As a Wealth Management Planning Consultant, I am part of a Wealth Management Team that is dedicated to your service and planning needs. I work with your family to help develop and maintain a comprehensive multi-generational wealth plan.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Montoya's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 601 Larkspur Landing Circle, Larkspur, CA 94939Office #3: 1000 4th Street, San Rafael, CA 94901RIA
CRD#: 104555
PETALUMA, CA
Current
May 16, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 601 Larkspur Landing Circle, Larkspur, CA 94939Office #2: 1000 4th Street, San Rafael, CA 94901BD
CRD#: 7784
Larkspur, CA
Past
May 23, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LARKSPUR, CA
Past
March 5, 2021 - May 12, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN FRANCISCO, CA
Past
September 10, 2019 - May 12, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN FRANCISCO, CA
Past
April 8, 2019 - August 21, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN RAFAEL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2022)
RR
Alaska(5/16/2022)
RR
Arizona(5/16/2022)
RR
Arkansas(5/16/2022)
RR
California(5/16/2022)
IAR
California(3/31/2025)
RR
Colorado(5/16/2022)
RR
Connecticut(5/16/2022)
RR
Delaware(5/16/2022)
RR
District of Columbia(5/16/2022)
RR
Florida(5/16/2022)
RR
Georgia(5/16/2022)
RR
Hawaii(5/16/2022)
RR
Idaho(5/16/2022)
RR
Illinois(5/16/2022)
RR
Indiana(5/16/2022)
RR
Iowa(5/16/2022)
RR
Kansas(5/16/2022)
RR
Kentucky(5/16/2022)
RR
Louisiana(5/16/2022)
RR
Maine(5/16/2022)
RR
Maryland(5/16/2022)
RR
Massachusetts(5/16/2022)
RR
Michigan(5/16/2022)
RR
Minnesota(5/16/2022)
RR
Mississippi(5/16/2022)
RR
Missouri(5/16/2022)
RR
Montana(5/17/2022)
RR
Nebraska(5/16/2022)
RR
Nevada(5/16/2022)
RR
New Hampshire(5/16/2022)
RR
New Jersey(5/16/2022)
RR
New Mexico(5/16/2022)
RR
New York(5/16/2022)
RR
North Carolina(5/16/2022)
RR
North Dakota(5/16/2022)
RR
Ohio(5/17/2022)
RR
Oklahoma(5/16/2022)
RR
Oregon(5/16/2022)
RR
Pennsylvania(5/16/2022)
RR
Puerto Rico(5/16/2022)
RR
Rhode Island(5/16/2022)
RR
South Carolina(5/16/2022)
RR
South Dakota(5/16/2022)
RR
Tennessee(5/16/2022)
RR
Texas(5/16/2022)
IAR
Texas(3/31/2025)
RR
Utah(5/16/2022)
RR
Vermont(5/16/2022)
RR
Virgin Islands(5/16/2022)
RR
Virginia(5/16/2022)
RR
Washington(5/16/2022)
RR
West Virginia(5/16/2022)
RR
Wisconsin(5/16/2022)
RR
Wyoming(5/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/7/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 4/8/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Planning Consultant ICRD#: 104555Petaluma, CATRUST BUT VERIFY
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