William S. Davis
Professional summary
William Samuel Davis, who also goes by William Davis, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in New York, New York and ALLIANCEBERNSTEIN INVESTMENTS, INC. located in New York, New York.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. William has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Samuel Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2022 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 66 Hudson Boulevard E, New York, NY 10001March 1, 2022 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 66 Hudson Boulevard E, New York, NY 10001Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2022)
(10/31/2022)
(5/4/2022)
(7/1/2025)
(3/7/2024)
(5/4/2022)
(4/6/2022)
(4/7/2022)
(1/17/2024)
(7/3/2023)
Exams
Series 7TO
Date: 3/1/2022
General Securities Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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