Alan S. Protzel
Professional summary
Alan Stuart Protzel is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1980. Alan has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Stuart Protzel's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 13, 2007 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
July 18, 2002 - January 9, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
July 18, 1985 - July 18, 2002
WALNUT STREET SECURITIES, INC.
January 2, 1980 - July 29, 1985
METROPOLITAN LIFE INSURANCE COMPANY
January 2, 1980 - August 15, 1985
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2015)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 11/19/1979
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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