Charles K. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Kevin Mitchell III, who also goes by Charles Kevin Mitchell, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2020. Charles had worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2020 - September 27, 2021
SAN BLAS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 10/9/2020
General Securities Representative ExaminationCurrent Firm
SAN BLAS SECURITIES LLC
CRD#: 290605 / SEC#: , 8-70036
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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