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Joseph T. Schmitt

INTENTGEN FINANCIAL PARTNERS
NAPERVILLE, IL 60563
CRD#: 7060005
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JS
Joseph Thomas SchmittINTENTGEN FINANCIAL PARTNERS

Professional summary

Joseph Thomas Schmitt, who also goes by Joe Schmitt, Joseph T Schmitt, is a registered financial advisor currently at INTENTGEN FINANCIAL PARTNERS located in Naperville, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Naperville, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Joseph has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joe Schmitt | Joseph T Schmitt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Thomas Schmitt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2026 - Present

INTENTGEN FINANCIAL PARTNERS

Office #1: 1460 Bond St, Naperville, IL 60563
RIA
CRD#: 341913
NAPERVILLE, IL
Current

June 18, 2026 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1460 Bond St Suite 120, Naperville, IL 60563Office #2: 80 State Street, Albany, NY 12207
BD
CRD#: 35747
Naperville, IL
Past

August 6, 2024 - June 17, 2026

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Naperville, IL
Past

May 26, 2022 - August 5, 2024

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Naperville, IL
Past

May 25, 2022 - June 17, 2026

THRIVENT ADVISOR NETWORK, LLC

RIA
CRD#: 304569
Naperville, IL
Past

September 24, 2020 - May 26, 2022

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Naperville, IL
Past

February 24, 2020 - September 23, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Naperville, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Illinois
(5/18/2026)
RR
Illinois
(6/18/2026)
IAR
Texas
(5/18/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/4/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/22/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/30/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IF
INTENTGEN FINANCIAL PARTNERS
INTENTGEN FINANCIAL PARTNERS | LNS OPERATIONS, LLC | INTENTGEN FINANCIAL PARTNERS, LLC

CRD#: 341913 / SEC#: 801-136284

RIA
Registered Investment Advisory firm - (5/15/2026 120-Day Approval)
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Contact information

Main Address
1460 Bond St, Naperville, IL 60563
Mailing Address
Phone number
(630) 821-6990
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1 (WRAP FEE BROCHURE) (5/22/2026)
FORM ADV PART 2A - FIRM BROCHURE (5/22/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTENTGEN FINANCIAL PARTNERS

CRD#: 341913Naperville, IL 60563

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