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ES

Eamon M. Surry

ABG SUNDAL COLLIER
NEW YORK, NY 10120
Some features on this profile are disabled
CRD#: 7059366
ES

Professional summary

Eamon Malcolm Knox Surry, who also goes by Eamon Malcom Knox Surry, is a registered financial professional currently at ABG SUNDAL COLLIER INC. located in New York, New York.

Eamon is registered as a RR (Registered Representative) and started their career in finance in 2019. Eamon has worked at 1 firm and has passed the Series 16 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eamon Malcom Knox Surry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eamon Malcolm Knox Surry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 13, 2019 - Present

ABG SUNDAL COLLIER INC.

Office #1: 112 West 34th Street Suite 18027, New York, NY 10120
BD
CRD#: 30605
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 16
Date: 6/13/2019
NYSE Supervisory Analyst Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ABG SUNDAL COLLIER INC.
ABG SECURITIES, INC. | FINANSHUSET (USA) SECURITIES, INC. | FIBA NORDIC SECURITIES, INC. | ABG SUNDAL COLLIER INC.

CRD#: 30605 / SEC#: , 8-44768

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
112 West 34th Street Suite 18027, New York, NY 10120
Mailing Address
112 West 34th Street Suite 18027, New York, NY 10120
Phone number
(212) 605-3800
Established
Delaware since 08/09/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ABG SUNDAL COLLIER HOLDINGS INC,OWNER
CEDERHOLM, OLOF MARTINBOARD MEMBER5974756
SIMONSEN, NORA WINGEPRESIDENT, CEO, CFO, TREASURER, CCO, COO3215030
SPEAK, ROBERT ANTHONYEQUITY SALES TRADER / VP / SECRETARY7011221

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABG SUNDAL COLLIER INC.

CRD#: 30605New York, NY 10120

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