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FIND A ABG SUNDAL COLLIER INC. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at ABG SUNDAL COLLIER INC.

CRD#: 30605
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ABG SUNDAL COLLIER INC. is located at 112 West 34th Street Suite 18027, New York, NY 10120 and was first established at New York, Delaware in 08/09/1991. After operating for 34 years, ABG SUNDAL COLLIER INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ABG SUNDAL COLLIER INC.’s clients are individuals and 0% of their clients are high net worth individuals. ABG SUNDAL COLLIER INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ABG SUNDAL COLLIER INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ABG SUNDAL COLLIER INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ABG SUNDAL COLLIER INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ABG SUNDAL COLLIER INC. Comes From

Understanding the Statistics for ABG SUNDAL COLLIER INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
112 West 34th Street Suite 18027, New York, NY 10120
Mailing Address
112 West 34th Street Suite 18027, New York, NY 10120
Firm Size
Small
Phone Number
(212) 605-3800
Established
Delaware since 08/09/1991
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ABG SUNDAL COLLIER HOLDINGS INC,OWNER
CEDERHOLM, OLOF MARTINBOARD MEMBER5974756
SIMONSEN, NORA WINGEPRESIDENT, CEO, CFO, TREASURER, CCO, COO3215030
SPEAK, ROBERT ANTHONYEQUITY SALES TRADER / VP / SECRETARY7011221

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Advisor's working at ABG SUNDAL COLLIER INC.

JM

John Stephen Miles

RR
CRD#: 6384501
Location:
New York, NY 10120
Company:
ABG SUNDAL COLLIER INC.
Disclosures:
Experience:
11 years
View Profile
MH

Michael John Howett

RR
CRD#: 6621301
Location:
New York, NY 10120
Company:
ABG SUNDAL COLLIER INC.
Disclosures:
Experience:
9 years
View Profile
RS

Robert Anthony Speak

Rob Anthony Speak, Robbie Anthony Speak
RR
CRD#: 7011221
Location:
London, EC4M 7EJ
Company:
ABG SUNDAL COLLIER INC.
Disclosures:
Experience:
7 years
View Profile
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