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Russell Lawrence Dorn

CRD# 70588·Registered 1968 - 2023
Previously Registered: Being a previously registered professional could mean that Russell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Russell Lawrence Dorn, who also goes by Larry Dorn, was a registered financial advisor. Russell was a previously registered financial professional and started their career in finance 1968 - 2023. Russell had worked at 2 firms and has passed the Series 52TO, Series 7TO, Series 99TO, SIE, Series 1, Series 27, Series 24, Series 14 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Dorn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

62 years in the financial services industry

Current & Past Employments

DORN & CO., INC.·CRD# 2950
BD
Fergus Falls, MN
January 22, 1971 - December 31, 2023
OLSON SECURITIES COMPANY·CRD# 1000004
BD
May 8, 1968 - January 22, 1971

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Current Firm

DORN & CO., INC.
DORN & CO., INC.

DORN & CO., INC.

CRD#: 2950 / SEC#: 8-8707
Minnesota
Registered Investment Advisory firm - SEC (11/9/1982 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

216 East Washington Avenue Suite 1050, Minnetonka, MN 55305

Mailing Address

216 East Washington Avenue, Fergus Falls, MN 56537-2812

Phone Number

(218) 739-5236

Established

Minnesota since 10/18/1946

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

2

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
DORN, MATTHEW LAWRENCEPRESIDENT/POO/CCO/PRINCIPAL/FINOP2658460
RUSSELL LAWRENCE DORN REVOCABLE TRUSTTRUST—
DORN, RUSSELL LAWRENCESOLE TRUSTEE RUSSELL LAWRENCE DORN REVOCABLE TRUST70588

Regulatory Assets Under Management

Total Number of Accounts

116

AUM (Assets Under Management)

$61,357,802

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Jul 1964

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 00 — General Securities Principal Examination

Passed Jun 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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