John M. Hart

HAYES HART CPA'S WEALTH MANAGEMENT,

CORONADO, CA 92118

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CRD#: 7054518

Professional summary

John M Hart is a registered financial advisor currently at HAYES HART CPA'S WEALTH MANAGEMENT, INC located in Coronado, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. John has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. The Levine Foundation, Post Office Box, Coronado, CA 92118. It is not investment related. I am the secretary and board member that typically requires my attending 1 to 2 meetings per year. It takes about 4 hours a year, none during trading hours. I have been on the board since 2014. 2. HAYES HART CPA'S WEALTH MANAGEMENT, INC. 1001 B Avenue, Suite 211, Coronado, CA 92118. The business provides accounting and advisory services, and is investment-related. Mr. Hart has served as the President since 2014. Mr. Hart will serve in both an accounting and advisory role within the firm. Such duties require about 40 hours of Mr. Hart's time per week, and most are during trading hours. 3. HAYES & ASSOCIATES ACCOUNTANCY. 21 Buccaneer Way, Coronado, CA 92118. The business provides investment advisory services, and as such, is investment-related. Mr. Hart has served as an Investment Adviser Representative since January 2019. This requires about 5 hours of Mr. Hart's time per week, and most are during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John M Hart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2019 - Present

HAYES HART CPA'S WEALTH MANAGEMENT, INC

Office #1: 1001 B Avenue, Suite 211, Coronado, CA 92118

RIA

CRD#: 300030

CORONADO, CA

Past

February 4, 2019 - February 14, 2020

HAYES & ASSOCIATES ACCOUNTANCY CORP

RIA

CRD#: 108064

CORONADO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2018

Uniform Investment Adviser Law Examination

Current Firm

HAYES HART CPA'S WEALTH MANAGEMENT, INC

CRD#: 300030 / SEC#:

California

Registered Investment Advisory firm - (5/10/2019 Approved)

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Contact information

Main Address

1001 B Avenue, Suite 211, Coronado, CA 92118

Mailing Address

Phone number

(619) 435-4195

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 45,706,197

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Hart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John M Hart's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAYES HART CPA'S WEALTH MANAGEMENT, INC

HAYES & ASSOCIATES ACCOUNTANCY CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2018

Current Firm

HAYES HART CPA'S WEALTH MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAYES HART CPA'S WEALTH MANAGEMENT, INC

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