Joanne L. Howard
Professional summary
Joanne Lee Howard, who also goes by Joanne Lee Kahme, is a registered financial advisor currently at BAILARD, INC. located in Foster City, California.
Joanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Joanne has worked at 2 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joanne Lee Howard's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2021 - Present
BAILARD, INC.
Office #1: 950 Tower Ln Ste 1900, Foster City, CA 94404-2131February 25, 1980 - October 15, 1992
DEAM INVESTOR SERVICES, INC.
Primary Firm SEC Registration
BAILARD, INC.
CRD#: 110550 / SEC#: 801-8562
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2021)
Exams
Series 1
Date: 2/12/1980
Registered Representative ExaminationCurrent Firm
BAILARD, INC.
CRD#: 110550 / SEC#: 801-8562
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,573 |
| AUM (Assets Under Management) | $ 6,538,323,255 |
Red Flags
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