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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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CP

Cory R. Procter

PRO CAPITAL
SOUTHLAKE, TX 76092
Some features on this profile are disabled
CRD#: 7053597
CP

Professional summary

Cory Ryan Procter, who also goes by Cory Procter, is a registered financial advisor currently at PRO CAPITAL LLC located in Southlake, Texas.

Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Cory has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cory Procter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Ryan Procter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2025 - Present

PRO CAPITAL LLC

Office #1: 578 North Kimball Avenue Suite 120, Southlake, TX 76092
RIA
CRD#: 334371
SOUTHLAKE, TX
Past

January 19, 2024 - April 8, 2026

OSAIC WEALTH, INC.

RIA
CRD#: 23131
SOUTHLAKE, TX
Past

January 19, 2024 - April 8, 2026

OSAIC WEALTH, INC.

BD
CRD#: 23131
SOUTHLAKE, TX
Past

February 19, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
SOUTHLAKE, TX
Past

January 22, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
SOUTHLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/11/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/18/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/1/2018
Securities Industry Essentials Examination

Current Firm

PC
PRO CAPITAL LLC
PRO CAPITAL LLC | PRO CAPITAL, LLC | PRO CAPITAL WEALTH MANAGEMENT

CRD#: 334371 / SEC#:

Texas
Registered Investment Advisory firm - (6/2/2025 Approved)
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Contact information

Main Address
578 North Kimball Avenue Suite 120, Southlake, TX 76092
Mailing Address
Phone number
(817) 912-1223
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts124
AUM (Assets Under Management)$ 64,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRO CAPITAL LLC

CRD#: 334371Southlake, TX 76092

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