Austin J. Ryan
Professional summary
Austin James Ryan, who also goes by Austin James Ryan, Austin Ryan, is a registered financial advisor currently at SOUND INCOME STRATEGIES, LLC located in Neptune Beach, Florida.
Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Austin has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Austin James Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2025 - Present
SOUND INCOME STRATEGIES, LLC
Office #1: 2300 Marsh Point Road Suite 200, Neptune Beach, FL 32266April 26, 2024 - May 12, 2025
WELLS FARGO CLEARING SERVICES, LLC
April 26, 2024 - May 12, 2025
WELLS FARGO CLEARING SERVICES, LLC
February 3, 2023 - April 15, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 2023 - April 15, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 2021 - June 22, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 9, 2021 - June 22, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 4, 2020 - June 9, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 1, 2019 - June 4, 2021
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
SOUND INCOME STRATEGIES, LLC
CRD#: 173272 / SEC#: 801-80425
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/18/2025)
Exams
Series 7TO
Date: 3/1/2019
General Securities Representative ExaminationCurrent Firm
SOUND INCOME STRATEGIES, LLC
CRD#: 173272 / SEC#: 801-80425
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 26,055 |
| AUM (Assets Under Management) | $ 4,038,151,245 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
SOUND INCOME STRATEGIES, LLC
CRD#: 173272Neptune Beach, FL 32266TRUST BUT VERIFY
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