JB
Jacob R. Barling
CETERA INVESTMENT ADVISERS LLC
SHIPPENSBURG, PA 17257
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CRD#: 7052804
JB
Professional summary
Jacob Robert Oakman Barling, who also goes by Jake Barling, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Shippensburg, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Mercersburg, Pennsylvania.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jacob has worked at 3 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jake Barling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: ORRSTOWN BANK - ORRSTOWN FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK; START DATE: 03/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ROLE, WORKING WITH THE ORRSTOWN FINANCIAL ADVISORS TO HELP MANAGE THEIR CLIENTS AND ACTIVITIES WORKING AS A REGISTERED ADMINISTRATIVE ASSISTANT. 2. NAME OF OTHER BUSINESS: CORPUS CHRISTI CATHOLIC CHURCH, INVESTMENT RELATED: NO, ADDRESS: 320 PHILADELPHIA AVE, CHAMBERSBURG, PA 17201, NATURE OF BUSINESS: CHURCH, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER, APX NUMBER OF HOURS PER WEEK: .05, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DISCUSS RAISING, USE, AND MANAGEMENT OF FUNDS RECEIVED BY THE PARISH;
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Robert Oakman Barling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 77 East King St, Shippensburg, PA 17257Office #2: 12 S Main St, Mercersburg, PA 17236Office #3: 121 Lurgan Ave, Shippensburg, PA 17257RIA
CRD#: 105644
SHIPPENSBURG, PA
Current
November 10, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12 S Main Street, Mercersburg, PA 17236Office #2: 121 Lurgan Ave, Shippensburg, PA 17257Office #3: 77 East King St, Shippensburg, PA 17257BD
CRD#: 13572
Mercersburg, PA
Past
April 10, 2019 - December 24, 2019
EDWARD JONES
RIA
CRD#: 250
CHAMBERSBURG, PA
Past
March 15, 2019 - December 24, 2019
EDWARD JONES
BD
CRD#: 250
CHAMBERSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(4/17/2024)
RR
Pennsylvania(11/10/2021)
IAR
Pennsylvania(7/30/2024)
RR
Virginia(6/3/2024)
RR
West Virginia(10/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Shippensburg, PA 17257TRUST BUT VERIFY
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