Charles D. Robertson

PLAGENS & TAYLOR WEALTH MANAGEMENT

SAN ANGELO, TX 76903

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CRD#: 705261

Professional summary

Charles Dreher Robertson is a registered financial advisor currently at PLAGENS & TAYLOR WEALTH MANAGEMENT located in San Angelo, Texas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Charles has worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

~1) DREHER INVESTMENT SERVICES, INC; Investment-related; San Angelo, TX; RIA; Owner, Manager, & IAR; Start Date: 10/1994; Approximately 80 hours/month devoted to this business with 80 hours/month devoted during securities trading hours. ~2) PLAGENS & TAYLOR WEALTH MANAGEMENT; Investment-related; San Angelo, TX; RIA; IAR; Start Date 03/2025; Approximately 80 hours/month devoted to this business with 80 hours/month devoted during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Dreher Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2025 - Present

PLAGENS & TAYLOR WEALTH MANAGEMENT

Office #1: 517 W. Twohig Avenue, San Angelo, TX 76903

RIA

CRD#: 335178

SAN ANGELO, TX

Past

February 10, 2004 - June 17, 2025

DREHER INVESTMENT SERVICES, INC.

RIA

CRD#: 114196

SAN ANGELO, TX

Past

August 12, 2003 - December 31, 2003

DREHER INVESTMENT SERVICES, INC.

RIA

CRD#: 114196

SAN ANGELO, TX

Past

February 21, 1991 - September 24, 1996

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

September 4, 1985 - February 15, 1991

CAPITOL SECURITIES GROUP, INC.

CRD#: 8094

Past

May 23, 1984 - May 21, 1985

EDWARD JONES

CRD#: 250

Past

February 22, 1980 - June 11, 1984

CAPITOL SECURITIES GROUP, INC.

CRD#: 8094

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAGENS & TAYLOR WEALTH MANAGEMENT

PLAGENS & TAYLOR WEALTH MANAGEMENT | PLAGENS & TAYLOR WEALTH MANAGEMENT, LLC

CRD#: 335178 / SEC#: 801-132268

RIA

Registered Investment Advisory firm - (3/26/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/18/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/11/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 2/16/1980

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/14/1993

General Securities Principal Examination

Current Firm

PLAGENS & TAYLOR WEALTH MANAGEMENT

PLAGENS & TAYLOR WEALTH MANAGEMENT | PLAGENS & TAYLOR WEALTH MANAGEMENT, LLC

CRD#: 335178 / SEC#: 801-132268

RIA

Registered Investment Advisory firm - (3/26/2025 Approved)

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Contact information

Main Address

517 W. Twohig Avenue, San Angelo, TX 76903

Mailing Address

Phone number

(325) 486-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (6/17/2025)

Regulatory assets under management

Total Number of Accounts	758
AUM (Assets Under Management)	$ 278,625,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles D. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Dreher Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DREHER INVESTMENT SERVICES, INC.

DREHER INVESTMENT SERVICES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

CAPITOL SECURITIES GROUP, INC.

EDWARD JONES

CAPITOL SECURITIES GROUP, INC.

Primary Firm SEC Registration

PLAGENS & TAYLOR WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 7/18/1988

Series 3

Date: 3/11/1986

Series 7

Date: 6/16/1984

Series 52

Date: 2/16/1980

Series 24

Date: 12/14/1993

Current Firm

PLAGENS & TAYLOR WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAGENS & TAYLOR WEALTH MANAGEMENT

TRUST BUT VERIFY

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