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CT

Christopher C. Thomas

TALCOTT RESOLUTION DISTRIBUTION COMPANY
Hartford, CT 06103
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CRD#: 7050594
CT
Christopher Colin ThomasTALCOTT RESOLUTION DISTRIBUTION COMPANY

Professional summary

Christopher Colin Thomas is a registered financial professional currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 2 firms and has passed the Series 28 exam.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Colin Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2026 - Present

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

Office #1: One American Row, Hartford, CT 06103
BD
CRD#: 37819
Hartford, CT
Past

May 7, 2019 - July 28, 2026

BARINGS SECURITIES LLC

BD
CRD#: 36929
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 28
Date: 5/7/2019
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TR
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. | TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819 / SEC#: , 8-48097

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One American Row, Hartford, CT 06103
Mailing Address
One American Row, Hartford, CT 06103
Phone number
(860) 791-0000
Established
Connecticut since 08/24/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
TALCOTT HOLDINGS, LPPARENT OF APPLICANT
CONNER, CHRISTOPHER SCOTTCHIEF COMPLIANCE OFFICER AND DIRECTOR2239639
DAGNAULT, CHRISTOPHER JOHNCEO, PRESIDENT AND DIRECTOR2311161
MATTHEWS, STILA HSUANPINGAML OFFICER AND ASSISTANT SECRETARY5745148
ROSA, ANTONIO T JRFINOP, CFO AND TREASURER6963656

Disclosures

Regulatory Event1
Arbitration1

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Company Information

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819Hartford, CT 06103

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