Paul Libretta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Libretta was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2019. Paul had worked at 3 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2023 - April 3, 2023
PRIVATE BROKERS, LLC
August 24, 2022 - April 3, 2023
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
May 13, 2019 - December 13, 2021
NATIONAL BANK OF CANADA FINANCIAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/13/2019
General Securities Representative ExaminationCurrent Firm
PRIVATE BROKERS, LLC
CRD#: 165758 / SEC#: , 8-69181
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
