Ryan M. Roubal
Professional summary
Ryan Michael Roubal is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Denver, Colorado.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2019. Ryan has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Michael Roubal's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2024 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202September 8, 2023 - December 11, 2024
ROBINHOOD FINANCIAL, LLC
March 19, 2021 - June 30, 2023
ROBINHOOD FINANCIAL, LLC
April 4, 2019 - February 27, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2025)
Exams
Series 7TO
Date: 4/4/2019
General Securities Representative ExaminationFINRA
Current Firm
ROBINHOOD SECURITIES, LLC
CRD#: 287900 / SEC#: , 8-69916
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | MEMBER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINOP | 3103432 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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