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EY

Eduardo Yazigi Torres

DAWSON JAMES SECURITIES
BOCA RATON, FL 33431
Some features on this profile are disabled
CRD#: 7049532
EY
Eduardo Yazigi TorresDAWSON JAMES SECURITIES

Professional summary

Eduardo Yazigi Torres, who also goes by Eduardo Yazigi Torres, Eduardo Torres, is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.

Eduardo is registered as a RR (Registered Representative) and started their career in finance in 2019. Eduardo has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.

Aliases

Eduardo Yazigi Torres | Eduardo Torres

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eduardo Yazigi Torres's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2026 - Present

DAWSON JAMES SECURITIES, INC.

Office #1: 2700 N. Military Trail Suite 100, Boca Raton, FL 33431
BD
CRD#: 130645
BOCA RATON, FL
Past

September 3, 2025 - November 17, 2025

CURVATURE SECURITIES LLC

BD
CRD#: 169708
CHATHAM, NJ
Past

June 13, 2024 - July 28, 2025

BTG PACTUAL US CAPITAL, LLC

BD
CRD#: 149486
Miami, FL
Past

June 27, 2019 - December 12, 2022

AVENUE SECURITIES LLC

BD
CRD#: 292589
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/14/2026)
RR
Florida
(2/4/2026)
RR
New York
(2/14/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/14/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/27/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/15/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

DJ
DAWSON JAMES SECURITIES, INC.
DAWSON JAMES SECURITIES, INC.

CRD#: 130645 / SEC#: , 8-66367

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2700 N. Military Trail Suite 100, Boca Raton, FL 33431
Mailing Address
2700 N. Military Trail Suite 100, Boca Raton, FL 33431
Phone number
(561) 391-5555
Established
Florida since 07/30/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARK FINANCIAL SERVICES, INC.OWNER
DORFMAN, JENNIFERCHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER3009328
KEYSER, ROBERT DAWSON JR.CEO1291503
STICE, HAROLD EUGENECHIEF FINANCIAL OFFICER/FINOP1349210

Disclosures

Regulatory Event12
Civil Event1
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

DAWSON JAMES SECURITIES, INC.

CRD#: 130645Boca Raton, FL 33431

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