PT
Pablo Tavera Echeverri
TRANSAMERICA RETIREMENT ADVISORS
Norwalk, CT
Some features on this profile are disabled
CRD#: 7049421
PT
Professional summary
Pablo Tavera Echeverri, who also goes by Pablo Tavera, Pablo Tavera Echeverri, Pablo Taveraecheverri, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Norwalk, Connecticut and TRANSAMERICA INVESTORS SECURITIES, LLC located in Davenport,, Florida.
Pablo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Pablo has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pablo Tavera | Pablo Tavera Echeverri | Pablo Taveraecheverri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
For profit or not for profit: For-Profit Organization Name of outside business organization: Maplebear Inc dba Instacart Investment related: N Address of business: sacramento, California 95814 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 11/13/2020 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Deliveries services of groceries around Fairfield County CT. Its the same service as Uber but instead of delivering people, its a grocery deliveries. 1099 contractor, flexible hours to work, Driver able to pick up when and where to drive. For profit or not for profit: For-Profit Organization Name of outside business organization: Amazon Flex Investment related: N Address of business: seattle, Washington 98109 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 6/15/2020 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Doing deliveries for clients who place online orders at Whole Foods For profit or not for profit: For-Profit Organization Name of outside business organization: Uber Technologies Investment related: N Address of business: San Francisco, California 94103 Nature of business: Corporation, Position, title, association: Other, 1099 General Contractor Start date of relationship: 1/1/2018 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Uber does ridesharing. I*123652 For profit or not for profit: For-Profit Organization Name of outside business organization: Lyft Investment related: N Address of business: San Francisco, California 94104 Nature of business: Corporation, Position, title, association: Other, 1099 General Contractor Start date of relationship: 1/1/2018 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Lyft does ridesharing.
CRS (Client Relationship Summary) - RIA
Click below to view Pablo Tavera Echeverri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2024 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Norwalk, CT
Current
November 6, 2024 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
Davenport,, FL
Past
September 2, 2022 - January 29, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW CANAAN, CT
Past
September 2, 2022 - January 29, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW CANAAN, CT
Past
July 27, 2021 - July 12, 2022
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
FAIRFIELD, CT
Past
July 27, 2021 - July 12, 2022
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
FAIRFIELD, CT
Past
March 13, 2019 - August 3, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
STAMFORD, CT
Past
February 11, 2019 - August 3, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
Registered Investment Advisory firm - (12/16/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/6/2024)
RR
Alaska(11/6/2024)
RR
Arizona(11/6/2024)
RR
Arkansas(11/6/2024)
RR
California(11/6/2024)
RR
Colorado(11/6/2024)
RR
Connecticut(11/6/2024)
IAR
Connecticut(11/6/2024)
RR
Delaware(11/6/2024)
RR
District of Columbia(11/6/2024)
RR
Florida(11/6/2024)
RR
Georgia(11/6/2024)
RR
Hawaii(11/6/2024)
RR
Idaho(11/6/2024)
RR
Illinois(11/6/2024)
RR
Indiana(11/6/2024)
RR
Iowa(11/6/2024)
RR
Kansas(11/6/2024)
RR
Kentucky(11/6/2024)
RR
Louisiana(11/6/2024)
RR
Maine(11/6/2024)
RR
Maryland(11/6/2024)
RR
Massachusetts(11/6/2024)
RR
Michigan(11/6/2024)
RR
Minnesota(11/6/2024)
RR
Mississippi(11/6/2024)
RR
Missouri(11/6/2024)
RR
Montana(11/6/2024)
RR
Nebraska(11/6/2024)
RR
Nevada(11/6/2024)
RR
New Hampshire(11/6/2024)
RR
New Jersey(11/6/2024)
RR
New Mexico(11/6/2024)
RR
New York(11/6/2024)
RR
North Carolina(11/6/2024)
RR
North Dakota(11/6/2024)
RR
Ohio(11/6/2024)
RR
Oklahoma(11/6/2024)
RR
Oregon(11/6/2024)
RR
Pennsylvania(11/6/2024)
RR
Puerto Rico(11/6/2024)
RR
Rhode Island(11/6/2024)
RR
South Carolina(11/6/2024)
RR
South Dakota(11/6/2024)
RR
Tennessee(11/6/2024)
RR
Texas(11/6/2024)
RR
Utah(11/6/2024)
RR
Vermont(11/6/2024)
RR
Virginia(11/6/2024)
RR
Washington(11/6/2024)
RR
West Virginia(11/6/2024)
RR
Wisconsin(11/6/2024)
RR
Wyoming(11/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/11/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
Registered Investment Advisory firm - (12/16/1992 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6400 C Street Sw, Cedar Rapids, IA 52499
Mailing Address
Phone number
(866) 368-0566
Established
Firm type
Fiscal year end
# of Employees
383
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
