JL
Julian P. Lipinski
ROTHSCHILD & CO REDBURN
New York, NY 10017
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CRD#: 7048817
JL
Professional summary
Julian Paul Lipinski is a registered financial professional currently at ROTHSCHILD & CO REDBURN located in New York, New York and ROTHSCHILD & CO US INC. located in New York, New York.
Julian is registered as a RR (Registered Representative) and started their career in finance in 2018. Julian has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Julian Paul Lipinski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2018 - Present
ROTHSCHILD & CO REDBURN
Office #1: 461 Fifth Avenue 15th Floor, New York, NY 10017Office #2: 461 Fifth Avenue 15th Floor, New York, NY 10017BD
CRD#: 140564
New York, NY
Current
November 3, 2023 - Present
ROTHSCHILD & CO US INC.
Office #1: 1251 Avenue Of The Americas, New York, NY 10020BD
CRD#: 2910
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/16/2019)
RR
Alaska(1/16/2019)
RR
Arizona(1/16/2019)
RR
California(1/16/2019)
RR
Colorado(1/16/2019)
RR
Connecticut(1/16/2019)
RR
Delaware(1/16/2019)
RR
District of Columbia(1/16/2019)
RR
Florida(1/16/2019)
RR
Georgia(1/16/2019)
RR
Illinois(1/16/2019)
RR
Iowa(1/16/2019)
RR
Kansas(1/16/2019)
RR
Kentucky(1/16/2019)
RR
Maryland(1/16/2019)
RR
Massachusetts(1/16/2019)
RR
Missouri(1/16/2019)
RR
New Jersey(1/16/2019)
RR
New York(1/1/2019)
RR
Ohio(1/17/2019)
RR
Oregon(3/27/2019)
RR
Pennsylvania(1/16/2019)
RR
Rhode Island(1/16/2019)
RR
South Dakota(1/16/2019)
RR
Texas(1/16/2019)
RR
Utah(1/16/2019)
RR
Virginia(1/16/2019)
RR
Washington(1/16/2019)
RR
Wisconsin(1/16/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
Current Firm
R&
ROTHSCHILD & CO US INC.
NEW COURT SECURITIES CORPORATION | ROTHSCHILD INC. | ROTHSCHILD & CO US INC.
CRD#: 2910 / SEC#: , 8-13852
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1251 Avenue Of The Americas, New York, NY 10020
Mailing Address
1251 Avenue Of The Americas, New York, NY 10020
Phone number
(212) 403-3500
Established
Delaware since 07/20/1967
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHSCHILD & CO NORTH AMERICA INC. | DIRECT SHAREHOLDER | |
| CARROLL, JOHN MURRAY | DIRECTOR | 2605675 |
| FELDMAN, TRACY J | DIRECTOR | 2575503 |
| LONDON, FRANK STEVEN | CHIEF COMPLIANCE OFFICER | 5861920 |
| NEISSA, JAMES MANUEL | DIRECTOR | 2142240 |
| SCHACKERT, CHRISTA MARY | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINANCIAL OPERATIONS PRINCIPAL & CONTROLLER | 4219093 |
| SPELLER, MICHAEL CHARLES | CHIEF EXECUTIVE OFFICER (FOR REGULATORY AND COMPLIANCE PURPOSES), PARTNER AND DIRECTOR | 3105214 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
