Jacob A. Fuller
Professional summary
Jacob Allen Fuller is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Atlanta, Georgia.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2019. Jacob has worked at 3 firms and has passed the Series 63, Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Allen Fuller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2023 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 1050 Crown Pointe Parkway Suite 1100, Atlanta, GA 30338November 12, 2020 - August 26, 2022
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
February 21, 2019 - February 12, 2020
EDWARD JONES
January 28, 2019 - February 12, 2020
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2023)
(4/10/2023)
(11/3/2023)
Exams
Series 6TO
Date: 3/10/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/28/2019
General Securities Representative ExaminationFINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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