Ariel Baez
STRATEGIC ADVISERS LLC | Investment Consultant, Investor Center
MASSAPEQUA PARK, NY
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CRD#: 7047627
Professional summary
Ariel Baez, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Massapequa Park, New York and FIDELITY BROKERAGE SERVICES LLC located in Lake Grove, New York.
Ariel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Ariel has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
I take a holistic and comprehensive approach in analyzing each of my clients specific investment goals and levels of risk tolerance, acting as a gateway to there financial goals. I collaborate with clients and there family's to help them create and execute a plan that makes sense for them empowered by the resources and tools available to us at Fidelity.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-110879|OrgNmn:Baez Acquistions LLC |Org Addr:Copiague ,New York,US|OBA Nature:holding company that transacts|Invst Rel:Y|Title:Member |Duties:provide capital for the execution of real estate transactions |StrtDt:|TotHrs/mon:8|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Ariel Baez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Education
CUNY Zicklin School of Business
Bachelor of Business Administration - Finance
2018
Suffolk County Community College
Associate of Science - General Studies
2012
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 142 New Moriches Road, Lake Grove, NY 11755RIA
CRD#: 104555
MASSAPEQUA PARK, NY
Current
August 17, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 142 New Moriches Road, Lake Grove, NY 11755BD
CRD#: 7784
Lake Grove, NY
Past
August 24, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LAKE GROVE, NY
Past
August 4, 2020 - August 2, 2022
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Garden City, NY
Past
August 4, 2020 - August 2, 2022
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Garden City, NY
Past
March 8, 2019 - June 23, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MELVILLE, NY
Past
February 1, 2019 - June 23, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/5/2025)
RR
Colorado(9/3/2025)
RR
Connecticut(8/17/2022)
RR
Delaware(8/20/2024)
RR
District of Columbia(9/3/2025)
RR
Florida(12/22/2022)
RR
Massachusetts(5/1/2024)
RR
Michigan(1/4/2025)
RR
Nevada(11/20/2024)
RR
New Jersey(8/17/2022)
RR
New York(8/17/2022)
IAR
New York(3/31/2025)
RR
North Carolina(3/14/2024)
RR
Pennsylvania(3/14/2024)
RR
South Carolina(3/2/2024)
RR
Tennessee(6/12/2025)
RR
Virginia(6/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/1/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investment Consultant, Investor CenterCRD#: 104555Massapequa Park, NYTRUST BUT VERIFY
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