GB
Gary Burkard
CETERA INVESTMENT ADVISERS LLC
TORRANCE, CA 90505
Some features on this profile are disabled
CRD#: 704675
GB
Professional summary
Gary Burkard is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Torrance, California and CETERA WEALTH SERVICES, LLC located in Vancouver, Washington.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Gary has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: CHRIST LUTHERAN CHURCH,
INVESTMENT RELATED: NO,
ADDRESS: 6500 STEARNS ST, LONG BEACH, CA, 90815,
NATURE OF BUSINESS: RELIGIOUS,
START DATE: 01/2020,
POSITION/TITLE/RELATIONSHIP: COMMITTEE CHAIRMAN,
APX NUMBER OF HOURS PER WEEK: 2,
NOT DURING TRADING HOURS,
BRIEF DESCRIPTION OF DUTIES: CALL MEETINGS TO LISTEN TO PARISHIONER'S IDEAS, SUGGESTIONS AND CONCERNS, AND FACILITATE MOVING IDEAS FORWARD.
2) NAME OF OTHER BUSINESS: FOOD FINDERS,
INVESTMENT RELATED: NO,
ADDRESS: 6500 STEARNS ST, LONG BEACH, CA, 90815,
NATURE OF BUSINESS: NON-PROFIT,
START DATE: 01/2020,
POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD,
APX NUMBER OF HOURS PER WEEK: 1,
NOT DURING TRADING HOURS,
BRIEF DESCRIPTION OF DUTIES: BRING AND PRESENT IDEAS TO BOARD FOR APPROVAL
CRS (Client Relationship Summary) - RIA
Click below to view Gary Burkard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 23133 Hawthorne Blvd Ste 305, Torrance, CA 90505Office #3: 25500 Hawthorne Blvd Ste 1140, Torrance, CA 90505RIA
CRD#: 105644
TORRANCE, CA
Current
October 4, 2012 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 25500 Hawthorne Blvd Ste 1140, Torrance, CA 90505Office #3: 23133 Hawthorne Blvd Ste 305, Torrance, CA 90505BD
CRD#: 13572
VANCOUVER, WA
Past
January 8, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 1, 2010 - October 3, 2011
CETERA ADVISORS LLC
BD
CRD#: 10299
EL SEGUNDO, CA
Past
May 5, 2003 - December 31, 2003
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
November 11, 2002 - June 11, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
EL SEGUNDO, CA
Past
April 16, 2001 - December 31, 2003
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
April 16, 2001 - December 31, 2003
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
April 16, 2001 - June 18, 2007
CETERA ADVISORS LLC
BD
CRD#: 10299
EL SEGUNDO, CA
Past
April 10, 1989 - October 3, 2011
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
August 15, 1985 - April 10, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
BD
CRD#: 5003
Past
February 1, 1983 - August 20, 1985
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
BD
CRD#: 32
Past
December 14, 1982 - January 19, 1983
JEFFERIES LLC
BD
CRD#: 2347
Past
February 22, 1980 - June 3, 1982
DREYFUS BROKERAGE SERVICES, INC.
BD
CRD#: 7289
Past
October 30, 1979 - September 30, 1980
SECURITY BROKERAGE SERVICES, INC.
BD
CRD#: 8007
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2013)
RR
Alaska(1/2/2013)
RR
Arizona(1/2/2013)
RR
Arkansas(9/30/2013)
RR
California(10/4/2012)
IAR
California(6/29/2023)
RR
Colorado(1/2/2013)
RR
Connecticut(1/4/2023)
RR
Florida(1/2/2013)
RR
Georgia(1/2/2013)
RR
Hawaii(1/2/2013)
RR
Idaho(1/2/2013)
RR
Illinois(1/2/2013)
RR
Indiana(1/4/2023)
RR
Iowa(1/2/2025)
RR
Kansas(1/4/2023)
RR
Kentucky(1/2/2013)
RR
Louisiana(1/2/2013)
RR
Maine(9/28/2020)
RR
Maryland(1/2/2013)
RR
Massachusetts(1/2/2013)
RR
Michigan(1/2/2013)
RR
Minnesota(1/2/2013)
RR
Missouri(1/2/2013)
RR
Montana(1/2/2013)
RR
Nevada(1/2/2013)
RR
New Jersey(1/2/2013)
RR
New Mexico(1/2/2013)
RR
New York(1/2/2013)
RR
North Carolina(1/3/2013)
RR
North Dakota(1/2/2025)
RR
Ohio(1/3/2013)
RR
Oklahoma(1/2/2013)
RR
Oregon(1/2/2013)
RR
Pennsylvania(1/2/2013)
RR
South Carolina(1/2/2013)
RR
South Dakota(1/2/2013)
RR
Tennessee(1/7/2020)
RR
Texas(1/2/2013)
IAR
Texas(6/29/2023)
RR
Utah(1/2/2013)
RR
Virginia(1/2/2013)
RR
Washington(1/2/2013)
IAR
Washington(1/16/2025)
RR
Wyoming(1/2/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
