Gaetano H. Scalzo
Professional summary
Gaetano Henry Scalzo is a registered financial advisor currently at CLAREMONT FINANCIAL GROUP,INC. located in Claremont, California and CAPITAL INVESTMENT GROUP, INC. located in Costa Mesa, California.
Gaetano is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Gaetano has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gaetano Henry Scalzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2021 - Present
CLAREMONT FINANCIAL GROUP,INC.
Office #1: 464 North Indian Hill Blvd., Claremont, CA 91711-4650January 12, 2021 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 245 Fischer Avenue A-4, Costa Mesa, CA 92626Office #2: 464 North Indian Hill Blvd, Claremont, CA 91711Primary Firm SEC Registration
CLAREMONT FINANCIAL GROUP,INC.
CRD#: 107806 / SEC#: 801-57506
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2025)
(3/12/2021)
(3/17/2021)
(5/27/2025)
(9/5/2025)
(5/27/2025)
(5/23/2025)
(5/27/2025)
(5/23/2025)
(5/27/2025)
(5/27/2025)
(5/27/2025)
(5/27/2025)
Exams
Series 7TO
Date: 1/12/2021
General Securities Representative ExaminationFINRA
Current Firm
CLAREMONT FINANCIAL GROUP,INC.
CRD#: 107806 / SEC#: 801-57506
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 518 |
| AUM (Assets Under Management) | $ 118,987,617 |
Red Flags
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