Christopher Diaz Soler
Professional summary
Christopher Diaz Soler is a registered financial professional currently at CF SECURED, LLC located in New York, New York and FMX EXECUTION, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 11 firms and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Diaz Soler's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2019 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022March 25, 2019 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041March 25, 2019 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041March 25, 2019 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY, 10004March 25, 2019 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038March 25, 2019 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022March 19, 2022 - Present
NEWMARK SECURITIES, LLC
Office #1: 125 Park Avenue, New York, NY 10017October 2, 2019 - September 19, 2022
AQUA SECURITIES L.P.
March 25, 2019 - May 27, 2020
CFWP SECURITIES, LLC
March 25, 2019 - November 20, 2020
CASTLEOAK SECURITIES, LP
March 25, 2019 - July 1, 2021
SUNRISE BROKERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/25/2019
Operations Professional ExaminationFINRA
Current Firm
NEWMARK SECURITIES, LLC
CRD#: 309193 / SEC#: , 8-70554
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWMARK PARTNERS, L.P. | SOLE MEMBER | |
| DAVIS, JOSHUA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 7761240 |
| KUEHNEN, ERIC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 4577416 |
| PAULSON, KENNETH MICHAEL | CHIEF FINANCIAL OFFICER | 2862259 |
| SMIGEL, STEPHEN JARED | CHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2401258 |
Red Flags
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