Samuel David Mosey
Professional Summary
Samuel David Mosey is a registered financial advisor currently at OAKPOINT SOLUTIONS, LLC located in Tampa, Florida. Samuel is registered as a RR (Registered Representative) and started their career in finance in 2019. Samuel has worked at 2 firms and has passed the Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
Years of Experience
7 years in the financial services industry
Current & Past Employments
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
Current Firm
OAKPOINT SOLUTIONS, LLC
Contact Information
Main Address
100 South Ashley Drive Suite 1130, Tampa, FL 33602Mailing Address
100 South Ashley Drive Suite 1130, Tampa, FL 33602Phone Number
(212) 588-6440Established
Florida since 01/13/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
State Registrations and Notice Filings
(3/8/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
CRS (Client Relationship Summary) - BD
Click below to view Samuel David Mosey's CRS (Customer Relationship Summary).
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
