Eric S. Johnson

BROWN ADVISORY

Charlottesville, VA 22902

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CRD#: 704601

Professional summary

Eric Scott Johnson is a registered financial advisor currently at BROWN ADVISORY located in Charlottesville, Virginia.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Eric has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)UNITED WAY-THOMAS JEFFERSON AREA; NON INVESTMENT RELATED; 806 EAST HIGH ST, CHARLOTTESVILLE, VA 22902; LOCAL CHAPTER OF THE UNITED WAY, PROVIDING SERVICES TO LOCAL AGENCIES & CHARITABLE GROUPS; DIRECTOR; START DATE: 01/01/2007; HOURS DEVOTED PER MONTH: 3; DURING TRADING HOURS: 0/1 ; SERVE ON THE BOARD OF DIRECTORS AND LIASON WITH SMART BEGINNINGS. HELP SET GOALS AND POLICY FOR THE LOCAL UNITED WAY. 2)CHARLOTTESVILLE AREA COMMUNITY FOUNDATION; NON INVESTMENT RELATED; PO BOX 1767, CHARLOTTESVILLE, VA 22902; IMPROVE THE QUALITY OF LIFE IN CHARLOTTESVILLE & SURROUNDING COUNTIES; DIRECTOR; START DATE: 03/05/2007; HOURS DEVOTED PER MONTH: 3; DURING TRADING HOURS: 0; SERVE ON THE BOARD OF DIRECTORS AND LIASON WITH SMART BEGINNINGS. HELP SET GOALS AND POLICY FOR THE LOCAL UNITED WAY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2019 - Present

BROWN ADVISORY

Office #1: 410 East Water Street Suite 400a, Charlottesville, VA 22902

RIA

CRD#: 106375

Charlottesville, VA

Past

December 31, 2018 - June 6, 2019

BROWN ADVISORY

RIA

CRD#: 110181

Norfolk, VA

Past

June 14, 2010 - December 31, 2018

BROWN ADVISORY

RIA

CRD#: 106375

Charlottesville, VA

Past

October 23, 2009 - June 14, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTESVILLE, VA

Past

October 23, 2009 - June 14, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTESVILLE, VA

Past

August 27, 2002 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHARLOTTESVILLE, VA

Past

August 27, 2002 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

CHARLOTTESVILLE, VA

Past

June 18, 1998 - August 22, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHARLOTTESVILLE, VA

Past

May 15, 1998 - August 22, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 13, 1992 - June 5, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

November 5, 1990 - January 10, 1992

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

February 22, 1980 - January 26, 1989

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROWN ADVISORY

BROWN ADVISORY | SIGNATURE FINANCIAL MANAGEMENT INC | SIGNATURE FAMILY WEALTH ADVISORS | SIGNATURE

CRD#: 106375 / SEC#: 801-47290

RIA

Registered Investment Advisory firm - (9/6/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 6/3/1985

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 4

Date: 3/9/1981

Registered Options Principal Examination

Current Firm

BROWN ADVISORY

BROWN ADVISORY | SIGNATURE FINANCIAL MANAGEMENT INC | SIGNATURE FAMILY WEALTH ADVISORS | SIGNATURE

CRD#: 106375 / SEC#: 801-47290

RIA

Registered Investment Advisory firm - (9/6/1994 Approved)

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Contact information

Main Address

101 W. Main Street Suite 700, Norfolk, VA 23510-1676

Mailing Address

Phone number

(757) 625-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIGNATURE FINANCIAL MANAGEMENT, INC. ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,744
AUM (Assets Under Management)	$ 7,319,916,211

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/21/2025	Cover Page	Report
10/28/2024	Cover Page	Report
01/24/2024	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric S. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN ADVISORY

BROWN ADVISORY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

FIRST UNION CAPITAL MARKETS CORP.

OSAIC WEALTH, INC.

SCOTT & STRINGFELLOW, INC.

Primary Firm SEC Registration

BROWN ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/1992

Series 63

Date: 6/6/1980

Series 7

Date: 2/16/1980

Series 8

Date: 6/3/1985

Series 4

Date: 3/9/1981

Current Firm

BROWN ADVISORY

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BROWN ADVISORY

TRUST BUT VERIFY

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