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EJ

Eric Scott Johnson

BROWN ADVISORY
Charlottesville, VA
·CRD# 704601·46 years experience

Professional Summary

Eric Scott Johnson is a registered financial advisor currently at BROWN ADVISORY located in Charlottesville, Virginia. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Eric has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 4 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

BROWN ADVISORY·CRD# 106375
RIA
410 East Water Street Suite 400a, Charlottesville, VA 22902
June 5, 2019 - Present
BROWN ADVISORY·CRD# 110181
RIA
Norfolk, VA
December 31, 2018 - June 6, 2019
BROWN ADVISORY·CRD# 106375
RIA
Charlottesville, VA
June 14, 2010 - December 31, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Charlottesville, VA
October 23, 2009 - June 14, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Charlottesville, VA
October 23, 2009 - June 14, 2010
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Charlottesville, VA
August 27, 2002 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Charlottesville, VA
August 27, 2002 - October 23, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Charlottesville, VA
June 18, 1998 - August 22, 2002
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 15, 1998 - August 22, 2002
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
January 13, 1992 - June 5, 1998
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 5, 1990 - January 10, 1992
SCOTT & STRINGFELLOW, INC.·CRD# 3309
BD
Richmond, VA
February 22, 1980 - January 26, 1989

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Current Firm

BA
BROWN ADVISORY

BROWN ADVISORY | SIGNATURE FINANCIAL MANAGEMENT INC | SIGNATURE FAMILY WEALTH ADVISORS | SIGNATURE

CRD#: 106375 / SEC#: 801-47290
RIA
Registered Investment Advisory firm - SEC (9/6/1994 Approved)

Contact Information

Main Address

101 W. Main Street Suite 700, Norfolk, VA 23510-1676

Phone Number

(757) 625-7670

# of Employees

36

SEC notice filing (6 States and Territories)

Registered to provide investment advisory services in 6 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIGNATURE FINANCIAL MANAGEMENT, INC. ADV PART 2A (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,606

AUM (Assets Under Management)

$7,570,327,667

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/12/2026Cover PageReport
01/21/2025Cover PageReport
10/28/2024Cover PageReport
01/24/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)UNITED WAY-THOMAS JEFFERSON AREA; NON INVESTMENT RELATED; 806 EAST HIGH ST, CHARLOTTESVILLE, VA 22902; LOCAL CHAPTER OF THE UNITED WAY, PROVIDING SERVICES TO LOCAL AGENCIES & CHARITABLE GROUPS; DIRECTOR; START DATE: 01/01/2007; HOURS DEVOTED PER MONTH: 3; DURING TRADING HOURS: 0/1 ; SERVE ON THE BOARD OF DIRECTORS AND LIASON WITH SMART BEGINNINGS. HELP SET GOALS AND POLICY FOR THE LOCAL UNITED WAY. 2)CHARLOTTESVILLE AREA COMMUNITY FOUNDATION; NON INVESTMENT RELATED; PO BOX 1767, CHARLOTTESVILLE, VA 22902; IMPROVE THE QUALITY OF LIFE IN CHARLOTTESVILLE & SURROUNDING COUNTIES; DIRECTOR; START DATE: 03/05/2007; HOURS DEVOTED PER MONTH: 3; DURING TRADING HOURS: 0; SERVE ON THE BOARD OF DIRECTORS AND LIASON WITH SMART BEGINNINGS. HELP SET GOALS AND POLICY FOR THE LOCAL UNITED WAY.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BROWN ADVISORY

BROWN ADVISORY | SIGNATURE FINANCIAL MANAGEMENT INC | SIGNATURE FAMILY WEALTH ADVISORS | SIGNATURE

CRD#: 106375 / SEC#: 801-47290
RIA
Registered Investment Advisory firm - SEC (9/6/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Virginia
(6/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1980About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1985

Series 4 — Registered Options Principal Examination

Passed Mar 1981About the Series 4 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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