Nicholas D. Baker

AURE INVESTMENTS

TAMPA, FL 33609

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CRD#: 7045742

Professional summary

Nicholas Delo Baker is a registered financial advisor currently at AURE INVESTMENTS located in Tampa, Florida.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicholas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Delo Baker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2024 - Present

AURE INVESTMENTS

Office #1: 5600 Mariner St Unit 227, Tampa, FL 33609

RIA

CRD#: 330101

TAMPA, FL

Past

December 19, 2018 - January 8, 2024

FISHER INVESTMENTS

RIA

CRD#: 107342

TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/29/2024)

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Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2018

Uniform Investment Adviser Law Examination

Current Firm

AURE INVESTMENTS

AURE INVESTMENTS | AURE INVESTMENTS LLC

CRD#: 330101 / SEC#:

Florida

Registered Investment Advisory firm - (10/29/2024 Approved)

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Contact information

Main Address

5600 Mariner St Unit 227, Tampa, FL 33609

Mailing Address

Phone number

+1 (509) 312-0627

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Nicholas D. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Delo Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURE INVESTMENTS

FISHER INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2018

Current Firm

AURE INVESTMENTS

Contact information

Documents

Red Flags

Company Information

AURE INVESTMENTS

TRUST BUT VERIFY

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