David J. Bullock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Bullock, who also goes by Dave Bullock, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1980. David had worked at 17 firms and has passed the Series 66, Series 63, Series 7, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2013 - August 29, 2014
GREENWOOD INCOME PARTNERS, LLC
January 11, 2013 - September 23, 2013
PATRICK CAPITAL MARKETS, LLC
January 19, 2010 - February 9, 2011
WORLD GROUP SECURITIES, INC.
December 6, 2006 - January 24, 2008
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 9, 2003 - November 7, 2006
OLD MUTUAL INVESTMENT PARTNERS
April 5, 2000 - July 23, 2003
TRANSAMERICA CAPITAL, LLC
March 22, 1999 - December 12, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 1, 1997 - February 2, 1999
CAPITAL BROKERAGE CORPORATION
June 7, 1996 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
March 14, 1990 - January 31, 1996
FORTH FINANCIAL SECURITIES, CORPORATION
January 10, 1990 - February 27, 1990
ROYAL HUTTON SECURITIES CORP.
February 13, 1989 - October 10, 1989
BOETTCHER & COMPANY, INC.
September 24, 1987 - February 22, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
January 17, 1985 - October 2, 1987
JMB SECURITIES CORPORATION
May 24, 1984 - December 11, 1984
WOMEN SECURITIES INTERNATIONAL
November 22, 1983 - June 20, 1986
WARNER BECK INCORPORATED
May 19, 1981 - November 29, 1981
MICHAEL C. TALLEY & CO., INC.
February 8, 1980 - December 10, 1980
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/25/1980
Registered Representative ExaminationCurrent Firm
GREENWOOD INCOME PARTNERS, LLC
CRD#: 166409 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
