Daniel A. Pennant

FIRST COMMAND ADVISORY SERVICES

Virginia Beach, VA 23462

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CRD#: 7043334

Professional summary

Daniel Anthony Pennant, who also goes by Daniel A Pennant, Daniel Pennant, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Virginia Beach, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Virginia Beach, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Daniel has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Daniel A Pennant | Daniel Pennant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Kingdom Authorities Ministries Outreach Whether the business is investment-related: No Address of the other business: 1385 Fordham Drive, Suite 105, Virginia Beach VA 23464 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Director The start date of your relationship: Aug 03, 2019 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Provide counsel to Managing Director and organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Anthony Pennant's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2026 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: One Columbus Center Suite 600, Virginia Beach, VA 23462

RIA

CRD#: 281958

Virginia Beach, VA

Current

July 29, 2026 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: One Columbus Center Suite 930, Virginia Beach, VA 23462

CRD#: 3641

VIRGINIA BEACH, VA

Past

September 19, 2024 - June 25, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALEXANDRIA, VA

Past

September 19, 2024 - June 25, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALEXANDRIA, VA

Past

January 21, 2022 - November 24, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

VIRGINIA BEACH, VA

Past

January 21, 2022 - November 24, 2023

LPL FINANCIAL LLC

CRD#: 6413

VIRGINIA BEACH, VA

Past

March 11, 2019 - January 2, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

VIRGINIA BEACH, VA

Past

February 2, 2019 - January 2, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

VIRGINIA BEACH, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(7/29/2026)

Virginia
(7/29/2026)

IAR

Virginia
(7/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/2/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/17/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DESCRIPTION OF SERVICES (12/26/2025)

WRAP PROGRAM BROCHURE (12/26/2025)

Regulatory assets under management

Total Number of Accounts	113,591
AUM (Assets Under Management)	$ 24,429,418,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel A. Pennant

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Anthony Pennant's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2019

Series 7TO

Date: 2/2/2019

SIE

Date: 12/17/2018

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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