James R. Nelson

AFFINITY WEALTH MANAGEMENT LLC

WILMINGTON, DE 19808

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CRD#: 7043292

Professional summary

James Robert Nelson, who also goes by James Nelson, is a registered financial advisor currently at AFFINITY WEALTH MANAGEMENT LLC located in Wilmington, Delaware.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. James has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; Wilmington, DE, 19808; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2025 - Present

AFFINITY WEALTH MANAGEMENT LLC

Office #1: 2751 Centerville Road Suite 110, Wilmington, DE 19808

RIA

CRD#: 290735

WILMINGTON, DE

Past

January 4, 2022 - September 23, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Wilmington, DE

Past

January 4, 2022 - September 23, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Wilmington, DE

Past

March 7, 2019 - January 5, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WILMINGTON, DE

Past

February 2, 2019 - January 5, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AFFINITY WEALTH MANAGEMENT LLC

CRD#: 290735 / SEC#: 801-112231

RIA

Registered Investment Advisory firm - (1/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(10/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/2/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/11/2018

Securities Industry Essentials Examination

Current Firm

AFFINITY WEALTH MANAGEMENT LLC

CRD#: 290735 / SEC#: 801-112231

RIA

Registered Investment Advisory firm - (1/12/2018 Approved)

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Contact information

Main Address

2751 Centerville Road Suite 110, Wilmington, DE 19808

Mailing Address

Phone number

(302) 652-6767

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1- WRAP PROGRAM BROCHURE (3/17/2025)

FORM ADV2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,895
AUM (Assets Under Management)	$ 760,080,858

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James R. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AFFINITY WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2019

Series 7TO

Date: 2/2/2019

SIE

Date: 12/11/2018

Current Firm

AFFINITY WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AFFINITY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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